The
states are far ahead of Congress in establishing independent ethics
enforcement for legislators according to a study released today by
Maryland PIRG. The report, Honest Enforcement: What Congress Can Learn From Independent State Ethics Commissions,
found that twenty-three states have created commissions, boards or
offices that operate largely free of partisan interference to oversee
the ethics rules that apply to elected officials.
Responding
to widespread voter concern about corruption in Congress, the House and
Senate passed strong new restrictions on gifts and travel paid for by
lobbyists in the first weeks of the new Congress. “It’s an encouraging
first step, but the new rules will only be as effective as the will to
enforce them,” said policy advocate, Johanna Neumann of Maryland PIRG.
The
report separated out states that allow legislators to review complaints
and decide whether to investigate allegations against their colleagues.
Those state bodies were not determined to be independent.
“Under
these basic criteria, Congress would not even make the cut,” noted
Neumann. “ In contrast to these states, Congress currently relies on
self-policing. Conflict of interest rules are optional and ethics
committee members can and have been removed because they dared to
enforce the rules against a powerful colleague.”
The
report also reviewed oversight procedures in the private sector and
found that public businesses and professional licensing boards
incorporate many of the conflict of interest elements favored by
independent ethics commissions. “Congress is almost alone in choosing
to police itself,” concluded Neumann.
In
the report, states in which a citizen’s panel is authorized to review
complaints and proceed with investigations were determined to be
independent. States were further divided into four categories by the
level of independence. States were scored by how well they fared under
the following criteria:
- whether outside panelists who oversee a professional director and a staff of impartial investigators;
-
if there are clear and mandatory conflict of interest guidelines
limiting service to those who are not covered by the ethics rules or
closely involved in partisan activities;
- if panelists serve set terms and cannot be removed for any reason other than cause;
- if panelists have the power to receive complaints from the general public;
-
if panelists have the ability to launch investigations without
legislative or outside approval and recommend or enforce sanctions
against those who have violated the rules;
- the degree to which there is appropriate disclosure of the panel’s actions.
Speaker
of the House Nancy Pelosi last week appointed a bipartisan task force
to look into revising the ethics enforcement rules in Congress.
Maryland PIRG encourages Congress to follow the lead of the states and
adopt honest enforcement. The full report can be viewed at
www.marylandpirg.org.